Responsibilities

1. To assist Head of Compliance to perform duties i.e., establish and manage all compliance related activities within DAOL Investment Management and to implement control programs to ensure activities undertaken are in compliance with internal and regulation requirements.
2. The compliance functions cover investment management compliance and corporate compliance. Also responsible to comply with any relevant law and regulation.
3. Providing consultations & advice regarding fund investments rule and regulation of Mutual Fund and Private fund.
4. Liaise with the regulator in order to discuss inquiries.
5. Create an operation work flow relating to auditing or queries about others regulator that are involved such as SEC and AMLO.
6. Audit for mutual and private funds with meet the criteria of rule and regulation.

for example,

• Monitoring investment for the fund under management in regarding to the investment limitation as specified by the SEC and the mutual fund prospectus or private fund agreement.
• Set up and review input of new fund description and fund rules in fund investment system.
• Set up and review such as new security to investment universe before the fund invest.
• Review the new mutual funds prospectus and the amendment of existing mutual funds prospectus prepared before filling with SEC.

Qualification

1. Bachelor's or Master's degree in Law or related fields.
2. Have experience in related work or can apply knowledge and work experience to benefit the work in the area of ​​internal supervision or auditing, especially in the areas related to fund management or securities trading.
3. Have knowledge and understanding of the criteria of the SEC office.
4. Excellent command of English
5. Have good interpersonal skills and a good attitude towards work and coworkers.

ผู้สนใจกรุณาส่งประวัติ (CV) มาที่ : hr-recruit@daol.co.th

Responsibilities

1. Monitor and review compliance issues to ensure the functions are running well and comply with SEC, AMLO, FATCA, and governmental authorities relating to the company’s business
2. Provide training and communicate important rules and regulations to relevant staffs including establishing compliance awareness
3. Develop, review, and update compliance policies, procedures, and internal guidelines to ensure they remain aligned with current laws, regulations, and best practices in the fund management industry.
4. Plan and conduct internal audits according to the annual audit plan, prepare audit reports, and follow up on corrective actions to ensure timely resolution of compliance and operational issues.
5. Coordinate and liaise with regulatory bodies (e.g., SEC, AMLO) regarding regulatory filings, reporting requirements, inspections, and requests for information.

Qualifications

1. Bachelor’s degree or higher in Business Administration, Law, Accounting, Finance and Economics or any related fields
2. A minimum of 3-5 years of experience in Compliance or Internal Audit, with a particular emphasis on Asset Management, will be advantageous.
3. Good command of spoken and written English
4. Strong in analytical and communication skills
5. Proactive working style, Can do attitude, enjoy facing new challenges

ผู้สนใจกรุณาส่งประวัติ (CV) มาที่ : hr-recruit@daol.co.th

Job Overview

We are looking for a reliable and detail-oriented CEO Personal Assistant to support daily executive operations, coordination, and administrative tasks in a professional corporate environment.

Responsibilities

1. Manage the CEO’s schedule, meetings, travel, and appointments.
2. Coordinate with internal departments and follow up on action items.
3. Prepare meeting minutes, summaries, and presentation materials.
4. Conduct basic research and information gathering, including use of AI tools.
5. Provide administrative and personal support while maintaining confidentiality.

Qualifications

1. Bachelor’s degree in a related field.
2. 2–5 years of experience as a PA/EA or similar role.
3. Moderate English (reading, writing, basic communication).
4. Proficient in Microsoft Office (Word, Excel, PowerPoint).
5. Organized, reliable, and able to handle multiple tasks.

ผู้สนใจกรุณาส่งประวัติ (CV) มาที่ : hr-recruit@daol.co.th